FOIA Advisor

Commentary: Glomar is alive and well

FOIA Commentary (2024)Allan BlutsteinComment

On June 28, 2024, the U.S. Supreme Court in Loper Bright Enterprises v. Raimondo overturned its 40-year-old Chevron doctrine, which the Court explained “sometimes required courts to defer to ‘permissible’ agency interpretations of the statutes those agencies administer—even when a reviewing court read the statute differently.”

In a hot take, Ryan Milliron, a FOIA blogger and frequent litigator, asserted that the Court’s decision would preclude federal agencies from issuing Glomar responses, that is, refusing to confirm or deny the existence of records sought under FOIA.

Mr. Milliron, a CPA by trade, is mistaken. FOIA Advisor’s Ryan Mulvey, lead counsel for the Cause of Action Institute team in the Loper Bright case, explains:

Chevron deference was never really relevant—with one possible exception, noted below—to judicial review under the FOIA. To start, the FOIA is clear that courts must adopt a de novo standard of review for all matters related to the withholding of an agency record. Such a standard isn’t expressly true, as a textual matter, for Section 706 of the APA, at least insofar as it pertains to questions of law. Second, and more obviously, no one agency is responsible for administering the FOIA, which applies across the federal government. See, e.g., Tax Analysts v. IRS, 117 F.3d 607, 613 (D.C. Cir. 1997). An agency wouldn’t even be able to get past “Step Zero” of the old Chevron regime. That was even the case with specific provisions that direct OMB to devise and publish uniform (i.e., government-wide) fee guidelines, too. OMB’s definitions simply weren’t entitled to any special deference. See Sack v. DOD, 823 F.3d 687, 692 (D.C. Cir. 2016); see generally Cause of Action v. FTC, 799 F.3d 1108 (D.C. Cir. 2015).

That said, things were always a bit tricky with Exemption 3, which cross-references withholding statutes that exist outside Section 552. As it stands, I believe there’s still a technical circuit split about whether or when deference to agency interpretations of the scope of an Exemption 3 statute are warranted. That split should now ostensibly resolve post-Loper in favor of good, ole’ de novo review across the board. Consequently, as with any question of statutory interpretation, a judge would provide his or her independent, best judgment about the scope of the withholding provision. And application of that statute in any particular FOIA case would (as before) be considered de novo.

As an aside, there are other kinds of ‘deference’ that exist in FOIA land, and which many requesters find troubling, especially given the statute’s promise of de novo review. Courts often afford significant deference to factual determinations set out in agency affidavits. Consider, for example, the language of “substantial weight” in Exemption 1 litigation, or the “good faith” and “regularity” presumptions in all cases. There’s also a radical uniqueness to FOIA and FOIA litigation that ends up giving de facto deference to the government. We might look to the the lack of an administrative record, the rarity of discovery, the multiple rounds of summary judgment so that agencies can get another bite at the apple, etc. Finally, the D.C. Circuit has decided to afford deference to an agency’s interpretation of its own regulations that provide for additional grounds for expedited processing beyond those set out in the statute. See, e.g., Al-Fayed v. CIA, 254 F.3d 300, 307 n.7 (D.C. Cir. 2001). (That, of course, implicates Auer deference, which is still good doctrine, albeit limited by Kisor v. Wilkie.) Loper Bright and the broader movement to reform the administrative state haven’t yet touched these kinds of concerns.

But to return to Mr. Milliron’s assertion, an agency that issues a Glomar response has only ever needed to persuade a reviewing court that acknowledging the existence or non-existence of requested information would constitute information that itself falls within a FOIA exemption. See, e.g., Schaerr v. DOJ, No. 21-5165, No. 2023 WL 3909471 (D.C. Cir. 2023). In evaluating such Glomar claims, as opposed to arguments about the scope of the underlying exemptions, courts were never required by Chevron to defer to agency legal interpretations. The matter was always de novo. Moreover, whatever factual deference might have been given to an agency’s affidavits would not have been required by Chevron. The recent abrogation of Chevron has absolutely no impact on Glomar responses, and it certainly doesn’t foreclose their use.

Congratulations to Mr. Mulvey and his colleagues at Cause of Action Institute, including FOIA Advisor’s Kevin Schmidt, on the landmark Loper Bright ruling.

Court opinion issued July 2, 2024

Court Opinions (2024)Allan BlutsteinComment

Fogg v. IRS (8th Cir.) -- following in camera inspection, affirming district court’s decision that agency properly relied on Exemption 7(E) to withhold portions of section 21.1.3.3 of the Internal Revenue Manual, because the contents concerning third-party authentication are “techniques and procedures for law enforcement investigations and their disclosure could reasonably be expected to risk circumvention of the law”; further concluding that the agency met the heightened foreseeable harm standard, which the district court neglected to address.

Summaries of all published opinions issued in 2024 are available here. Earlier opinions are available here.

Court opinions issued July 1, 2024

Court Opinions (2024)Allan BlutsteinComment

Louise Trauma Ctr. v. DHS (D.D.C.) -- deciding that plaintiff was eligible and entitled to award of attorney’s fees, fees on fees, and costs regarding its requests for asylum-related records; for both factors, taking into account agency’s unexplained failure to produce any records in the year or more before litigation began; reducing plaintiff’s requested award for billing “some improper and excessive tasks,” and because “many of the time-keeping records lack sufficient detail to assure the Court that time was reasonably expended.”

Empower Oversight Whistleblowers & Research v. U.S. Dep't of Veterans Affairs (E.D. Va.) -- ruling that: (1) plaintiff’s claims regarding agency’s lack of timeliness were moot, plaintiff had no right to declaratory relief or attorney’s fees on those claims, and plaintiff failed to properly allege a “policy-or-practice” claim; (2) multiple components performed adequate searches for requested records related to inquiry by U.S. Senator Grassley about a senior-level agency employee; and (3) agency properly redacted certain information pursuant to Exemption 5 (DPP) and Exemption 6.

Summaries of all published opinions issued in 2024 are available here. Earlier opinions are available here.

Monthly roundup: June 2024

Monthly Roundup (2024)Allan BlutsteinComment

Below is our summary of FOIA court decisions and news from last month, as well as a peek ahead to events in July.

Court decisions:

We identified and posted 7 decisions in June, none of which were remarkable. In Nat’l Sec. Archive v. CIA, the D.C. Circuit affirmed the CIA’s withholding of a memo concerning a 1983 nuclear crisis with the Soviet Union even though the State Department previously published a version of the memo with the CIA’s blessing.

Top news:

  • On June 7, 2024, the Office of Information Privacy issued a summary of agency annual reports for fiscal year 2023. Of note, agencies received and processed more than 1.1 million requests, backlogged requests remained above 200k, and total FOIA costs rose 20 percent.

  • The 2022-2024 term of the federal FOIA Advisory Committee wrapped up its work on June 13, 2024, approving a final report and 16 recommendations for the Archivist of the United States.

  • The IRS took a little heat for directing its FOIA requesters to use “ID.me,” which requires identity verification.

Lookahead to July

July 4, 2024: 58th anniversary of FOIA’s enactment. See legislative history here.

July 9, 2024: DOJ/OIP Privacy Considerations Training.

July 11, 2024: DOJ/OIP Continuing FOIA Education Training.

July 15, 2024: Deadline for nominations for the 2024-2026 term of the federal FOIA Advisory Committee.

July 25, 2024: OGIS annual open meeting.

July 26, 2024: Deadline for agencies to post Quarter 3 FOIA data.

Jobs, jobs, jobs: Weekly report July 1, 2024

Jobs jobs jobs (2024)Allan BlutsteinComment

Federal positions closing in the next 10 days

Gov’t Info. Specialist, Dep’t of Justice/NSD, Wash., D.C., GS 7-9, closes 7/1/24 (recent graduates)

Sup. Att’y Advisor, Nat’l Labor Relations Bd., GS 15, Wash., D.C., closes 7/1/24 (internal to NLRB).

Gov’t Info. Specialist, Dep’t of the Treasury/IRS, GS 14, various locations, closes 7/2/24 (non-public).

Gov’t Info. Specialist, Dep’t of Def./WHS, GS 11-13, Alexandria, VA, closes 7/2/24 (non-public).

Gov’t Info. Specialist, Dep’t of Energy, GS14, remote, closes 7/2/24.

Gov’t Info. Specialist, Dep’t of the Air Force, GS 9, Homestead AFB, closes 7/5/24 (non-public).

Federal positions closing on or after July 12. 2024

Gov’t Info. Specialist, Dep’t of the Army, Nat’l Guard, GS 9, Frankfort, KY, closes 7/22/24 (non-public).

Attorney Advisor, Dep’t of Justice/OIP, GS 12-15, Wash., D.C., closes 7/21/24.

FOIA News: Requests to FDA & SEC are more likely to be commercial, new analysis reveals

FOIA News (2024)Allan BlutsteinComment

FOIAengine Reveals Trends Behind the Big Numbers at FDA, SEC  

By Randy Miller, Law St. Media, June 26, 2024

This week we analyze the sources of Freedom of Information Act requests made during May to the Food and Drug Administration and the Securities and Exchange Commission. This analysis provides a macro view of who is submitting the 20,000 plus requests made each year to the two agencies.

FOIAengine, the competitive-intelligence database that tracks FOIA requests in as close to real-time as their availability allows, organizes the entities who submit FOIA requests into ten categories: Commercial, Educational, Federal Government, Financial Institution, Law Firm, News Media, Non-Profit, Organization Not Identified, Other, and Local and State Government. The following charts show the number of requests to the FDA and the SEC for each of these categories.

Read more here.

FOIA News: Archivists issue statement re: NIH controversy

FOIA News (2024)Allan BlutsteinComment

SAA Urges Adherence to FOIA and FRA Rules by NIH

Press Release, Society of American Archivists, June 24, 2024

The Society of American Archivists (SAA) notes with concern the correspondence released by the House Select Subcommittee on the Coronavirus Pandemic from Dr. David Morens and other officials at the National Institutes of Health (NIH) referencing the use of private email accounts for the specific purpose of avoiding disclosure under the Freedom of Information Act (FOIA). SAA leadership is particularly concerned by the implication from a subset of the released correspondence that dedicated records staff within the Department of Health and Human Services (HHS) may be providing guidance for avoiding FOIA requests. 

Read more here.

Court opinion issued June 25, 2024

Court Opinions (2024)Allan BlutsteinComment

Radar Online LLC v. FBI (S.D.N.Y.) -- on renewed summary judgment, ruling that FBI properly relied on Exemption 7(A) to withhold certain records pertaining to Jeffrey Epstein because disclosure could reasonably be expected to interfere with related prosecution of Ghislaine Maxwell, whose case is on appeal.

Summaries of all published opinions issued in 2024 are available here. Earlier opinions are available here.